Category: Tiebreaks

Italian translation at settesei.it

In theory, tiebreaks are a showcase for big serving, the skill that generates enough holds of serve to push a set to 6-6. But no matter how two players get there, the tiebreak itself doesn’t always work out that way.

Two examples suffice from Wednesday’s Australian Open action. Roger Federer’s second-round match against Daniel Evans opened with twelve straight service holds, threatened by only one break point. Yet in the tiebreak, which Federer won 7-5, the returner claimed 9 of 12 points. Across the grounds in front of a much smaller crowd, Thomas Fabbiano and Reilly Opelka forced a fifth-set super-tiebreak. Through 52 games and 319 points, Opelka hit 67 aces and the pair averaged 2.9 shots per “rally.” In the match-deciding tiebreak, Opelka hit no aces, Fabbiano got all but one of his serves back in play, and they averaged 5.5 shots per point.

When I started researching tiebreaks several years ago, I found that the balance of power shifts away from the server: returners win more points in tiebreaks than at other points during the set. It’s not a huge effect, accounting for about a 6% drop in server winning percentage, possibly due to the fact that players almost always give 100% on each point, unlike weak returners facing 40-0 in the middle of the set. Sure, Federer-Evans and Fabbiano-Opelka are outliers: even if servers suffer a bit in the typical tiebreak, the whole sport doesn’t usually turn upside down. Still, the effect is worth a deeper dive.

Isner isn’t the only conservative

Let’s start with some overall trends. Filtering for men’s matches from 2010-19, I found 831 tiebreaks with shot-by-shot data from the Match Charting Project. For each set that ended in a tiebreak, I tallied several stats for both tiebreak points and non-tiebreak points, calculated the single-set ratio for each stat, and then aggregated all 831 breakers to get some tour-wide numbers. Here’s what happens to stats in tiebreaks:

• Service points won: -6.5%
• Aces: -6.1%
• First serve in: +1.3%
• Returns in play: +8.5%
• Rally length: +18.9%

(Technical note: When aggregating the ratios from all 831 tiebreaks, I weighted by the number of points in each tiebreak, but only up to a maximum of 11. Longer tiebreaks tend to be the ones if which servers are the strongest, like the 17-15 marathon in the first set of Fabbiano-Opelka. If those were weighted for their true length, we’d bias the results towards the best serving performances.)

Judging by the increase in successful first offerings, it looks like servers are a bit more conservative in tiebreaks. The large drop in aces and even bigger increase in returns in play provide additional evidence. Focused returners may be able to erase a small number of aces, but not that many, and they wouldn’t be able to convert so many into successful returns. The nearly 20% increase in rally length can be explained in part by the drop in aces (those one-shot rallies are replaced with more-shot exchanges), but the magnitude of the rally length effect suggests that players are more conservative on both sides of the ball.

More than one way

Not every player handles breakers the same way. Several men, including Federer, serve about as well as usual in these high-pressure situations. Certain others, like Rafael Nadal, appear to be more conservative, but make up for it by feasting on the toned-down offerings of opposing servers. Still others, like the impossible-to-write-about-tiebreaks-without-bringing-up Ivo Karlovic, underperform on both sides of the ball.

Here are the 20 players with the most tiebreaks recorded by the Match Charting Project since 2010. For each one, you can see how their rates of service points and return points won in tiebreaks compare to non-tiebreak situations. For instance, Jo Wilfried Tsonga wins 5.4% more service points in tiebreaks than otherwise, compared to the usual shift of 6.5% in the opposite direction. But Tsonga’s rate of return points won falls 3.4%, while the typical player increases his haul on return by 6.5%.

Player                    SPW    RPW  
Jo Wilfried Tsonga       5.4%  -3.4%  
Roger Federer            0.4%   3.2%  
Stan Wawrinka           -0.1%   4.2%  
John Isner              -0.6%   6.4%  
Novak Djokovic          -0.8%  11.8%  
Andy Murray             -2.2%   8.7%  
Alexander Zverev        -2.7%  18.7%  
Juan Martin del Potro   -3.3%   5.3%  
Nick Kyrgios            -4.1%  10.5%  
Dominic Thiem           -4.6%  12.1%  
----ATP AVERAGE----     -6.5%   6.5%  
Kevin Anderson          -7.1%   8.9%  
Gilles Simon            -8.0%  16.3%  
Tomas Berdych           -8.4%   6.8%  
Milos Raonic            -9.2%   9.1%  
Rafael Nadal            -9.4%  13.6%  
Marin Cilic            -10.2%   5.8%  
Bernard Tomic          -11.3%   4.5%  
Ivo Karlovic           -12.6%  -0.9%  
Grigor Dimitrov        -13.8%   5.1%  
Karen Khachanov        -25.1%  -5.4%

For most players, the goal appears to be to win enough extra return points to counteract the drop in service success. Nadal is the most extreme example, winning almost 10% fewer service points than usual, but doing even more damage to his opponents. Alexander Zverev is the most impressive of the bunch, dropping his serve level only a bit, while converting himself into a Rafa-like returner. As you might expect, his tiebreak record is outstanding, winning far more than expected last season. We’ll see whether his eye-popping numbers persist.

A winning strategy

Ideally, I would wrap up a post like this with a recommendation. You know, analyzing the various approaches, based on these numbers, we can confidently say that players should….

It’s not that easy. It’s hard enough to identify which players are good at tiebreaks, let alone why. As I’ve written many times before, tiebreak results are closely related to overall tennis-playing skill, but not to serving prowess or excellence in the clutch. In any given season, some players amass outstanding tiebreak records, but their success one year rarely translates to the next. At various times in the past, I’ve highlighted Federer, Isner, Nadal, and Andy Murray as players who defy the odds and consistently outperform expectations in tiebreaks, but even they don’t always manage it. Isner, the poster boy for triumph via tiebreak, won slightly fewer breakers than expected in both 2016 and 2018.

Still, let’s look at these four guys in the light of the shot-by-shot data I’ve shared so far. Federer, Isner, and Murray are in the minority of players who hit more aces in tiebreaks than otherwise. However, it it doesn’t necessarily mean they are much more aggressive; of the the three, only Federer makes fewer first serves than usual. Isner manages to reduce the number of returns in play by 10%, compared to non-tiebreak situations, while the other two do not. Nadal breaks the mold entirely, making 6% more first serves than usual and hitting barely half as many aces.

In other words, there’s no single path to success. Federer and Isner maintain their superlative serving while taking advantage of their opponents’ nerves or conservative tactics. (I’ve previously suggested that the difference in serve points won comes from players like Isner upping their return game in pressure situations. He does, but not any more than the average player.) Nadal plays to his own strengths, forcing players into rallies from both sides of the ball. There may be some quality that ties these four men together (like focus), but we’re not going to find it here.

The conventional wisdom is that tiebreaks are all about two things: serves and mental strength. Despite my previous efforts, pundits continue to promote the idea that big servers have an edge in the first-to-seven shootout. Less contestably, experts remind us that a lot is at stake in a tiebreak, and the player who can withstand the pressure will prevail.

Back in 2012, I wrote a few articles about tiebreaks, using a year’s worth of data from men’s matches at grand slams to discover that servers hold less of an advantage during shootouts. On average, more points go the direction of the returner. I also found that very few players exceeded expectations in tiebreaks–that is, a player’s performance in non-tiebreak situations did a very good job of predicting his chances of winning tiebreaks. Last, I determined that big servers were not any more likely than their weaker-serving peers to be among the small group of players who boasted stronger-than-expected results in shootouts.

I’ve dug into a much larger dataset to revisit the first of these conclusions. My collection of sequential point-by-point data allows us to look at over 15,000 tiebreaks from the ATP tour alone, compared to fewer than 400 that I used in my earlier study. The broader and deeper sample will allow us go beyond general statements about serve or return advantages and look at how particular players fare in the jeu décisif.

Serving under pressure

First, the basics. In these 15,000 tour-level breakers, servers won 3.4% fewer points than they did in non-tiebreak situations. This is an apples-to-apples comparison: For each player in each match, I used his rate of service points won (SPW) on non-tiebreak points and his SPW on tiebreak points. To get the aggregate figure, I calculated the average of all player-matches, weighted by the number of tiebreaks in the match.*

* Initially, I weighted by the number of tiebreak points, thinking that, say, a 16-point tiebreak should be weighted more than an 8-point breaker. That gave me results that pointed to a huge improvement in SPW in tiebreaks … because of selection bias. When a tiebreak goes beyond 12 points, it often means that both players are serving well. Thus, when two servers are hot, they must play more points, increasing their weight in this calculation. It’s always possible that an extra-long tiebreak results from a lot of return points won, but in the serve-leaning men’s game, it is the much less likely scenario.

The 3.4% decrease in serve points won means that, for instance, a server who wins 65% on his own deal in the twelve games before the tiebreak will fall to 62.8% in the breaker. Fortunately for him, his opponent probably suffers the same drop. Benefits only accrue to those players who either maintain or increase their SPW after the twelfth game of the set.

It makes sense that servers suffer a bit under the pressure. In the men’s game, at least, the returner has little to lose. Since tiebreaks are thought to be serve-dominated, every return point won seems like a lucky break. Perhaps if players knew the real numbers, the mental game would shift back in their favor. They wouldn’t have to focus on becoming superhuman, unbreakable servers; they would need only to maintain the level that got them into the tiebreak in the first place.

The less-breakables

When we split things up by player, the dataset conveniently spits out 50 players with at least 100 tiebreaks. (Well, 49, but Nicolas Mahut was next on the list, so we’ll include him also.) The guys who play the most tiebreaks are either good, lucky, or both, because they’ve managed to stick around and play so many tour matches, so the average player on this list is a little better than the average player in general.

Here are the top and bottom ten in our group of the 50 most prolific tiebreak players. The first stat, “SPW Ratio,” is the ratio between tiebreak SPW and non-tiebreak SPW, so a higher number means that the player wins more serve points in tiebreaks than otherwise. Because that stat awkwardly centers on 0.966 (the 3.4% decrease), I’ve shown another stat, called here “Ratio+,” with all numbers normalized so the average is 1.0. Again, a higher number means more serve points won in tiebreaks. The 1.09 held by John Isner at the top of the list means that the big man wins 9% more breakers than expected, where “expected” is defined as the tour-average 3.4% drop.

Player               TBs  SPW Ratio  Ratio+  
Andy Murray          141       1.05    1.09  
John Isner           368       1.05    1.09  
Nick Kyrgios         109       1.05    1.08  
David Ferrer         132       1.01    1.05  
Alexandr Dolgopolov  116       1.01    1.05  
Lukas Rosol          100       1.01    1.05  
Jo-Wilfried Tsonga   188       1.01    1.04  
Roger Federer        175       1.01    1.04  
Nicolas Mahut         94       1.01    1.04  
Benoit Paire         139       1.00    1.04  
…                                            
Denis Istomin        120       0.94    0.98  
Viktor Troicki       104       0.94    0.97  
Tomas Berdych        181       0.93    0.96  
Nicolas Almagro      118       0.93    0.96  
Fernando Verdasco    156       0.93    0.96  
Robin Haase          123       0.93    0.96  
Adrian Mannarino     101       0.91    0.95  
Jiri Vesely          105       0.90    0.93  
Ryan Harrison        100       0.89    0.92  
Pablo Cuevas         100       0.87    0.90

Most of the big names who aren’t shown above (Rafael Nadal, Novak Djokovic, Juan Martin del Potro, Milos Raonic) are a bit better than average, with a Ratio+ stat around 1.02. I’m not surprised to see Isner or Roger Federer near the top, as those two have traditionally won more tiebreaks than expected. Less predictable is the chart-topping Andy Murray, who apparently manages to raise his serve game in breakers as well as anyone else.

Warning: Negative result ahead

Murray, Isner, and Federer have consistently served well in tiebreaks over the last seven years, the time span of this dataset. But even they have had seasons where they just barely edged out the tour average: Murray was 9% better than his peers in 2013 and 10% better in 2016, serving better in tiebreaks than non-tiebreaks by a 5% and 6% margin, resepectively, but in between, he was merely average. Isner, who was at least 10% better than tour average in each season from 2012 to 2015, served slightly worse in tiebreaks than in non-tiebreaks in 2016, and is just barely better than average in his first fifty shootouts of 2018.

These are small margins, and most players do not sustain positive or negative trends from year to year. To take another example, from 2014 to 2017, Raonic recorded single-season Ratio+ numbers of 1.11, 0.92, 1.00, and 0.98. I wouldn’t recommend putting any money on Milos’s full-season 2018 figure, let alone his tiebreak serve success in 2019.

Despite the evocative appearance of Isner, Federer, and Murray at the top of the list and some players considered to be mentally weaker near the bottom, there is no evidence that this is a skill, something that players will predictably repeat, rather than luck. As I did in my match point study earlier this week, I divided each player’s tiebreaks randomly into two groups. If tiebreak serve prowess were a skill, a player’s SPW Ratio in one random group would be reasonably predictive of his corresponding number in the other group. It is not to be: No matter where we set the minimum number of tiebreaks for inclusion, there is no correlation between the two groups.

If you’ve gone through many of my posts, you’ve read something like this before. Handling the pressure and serving well in tiebreaks seems like something that certain players will do well and others will not. This overall finding isn’t sufficient proof to say that no players have tendencies in either direction–most tour pros simply don’t contest enough tiebreaks over their entire careers to know that for sure. But with possible exceptions like Isner, Murray, Federer, and the unfortunate Pablo Cuevas, players converge around the tour average, which means their service game becomes a little less effective in breakers. If someone posts a particularly high or low SPW Ratio for a season, it probably means luck figured heavily in their results. If you’re going to bet on something using these numbers, the smart money suggests that most players will revert to the mean.